The announcement of appointment of the 9th term Directors of CTBC Securities Co., Ltd.
1.Date of occurrence of the change:2023/04/28
2.Elected or changed position (Please enter institutional director,
institutional supervisor, independent director, natural-person director or
natural-person supervisor):institutional director, independent director
3.Title and name of the previous position holder:
Directors:
Representative of CTBC Financial Holding Co., Ltd.:Mr. Tzu-Yuan Lu (陸子元)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chu-Sheng Fu (傅祖聲)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chao-Jung Tsai(蔡招榮)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Yen-Pao Chen (陳元保)
Independent Directors:
Mr. Kuan-Nan Chou (周冠男)
Mrs. Chung-Hui Jih (季崇慧)
Mr. Jan-Juy Lin (林建智)
4.Resume of the previous position holder:
Directors:
Representative of CTBC Financial Holding Co., Ltd.:Mr. Tzu-Yuan Lu (陸子元)
/Chairman,CTBC Securities Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chu-Sheng Fu (傅祖聲)
/Vice Chairman,CTBC Securities Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chao-Jung Tsai(蔡招榮)
/Director,CTBC Securities Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Yen-Pao Chen (陳元保)
/Director,CTBC Securities Co., Ltd.
Independent Directors:
Mr. Kuan-Nan Chou (周冠男)/Independent Director,CTBC Securities Co., Ltd.
Ms. Chung-Hui Jih (季崇慧)/Independent Director,CTBC Securities Co., Ltd.
Mr. Jan-Juy Lin (林建智)/Independent Director,CTBC Securities Co., Ltd.
5.Title and name of the new position holder:
Directors:
Representative of CTBC Financial Holding Co., Ltd.:Mr. Tsai-Jay Hsia (謝載祥)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chu-Sheng Fu (傅祖聲)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chin-Jung Chen(陳金榮)
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chuang-Kun Hsieh
(謝壯(方方土))
Independent Directors:
Mr. Kuan-Nan Chou (周冠男)
Ms. Chung-Hui Jih (季崇慧)
Mr. Jan-Juy Lin (林建智)
6.Resume of the new position holder:
Directors:
Representative of CTBC Financial Holding Co., Ltd.:Mr. Tsai-Jay Hsia (謝載祥)
/Chief Investment Officer,CTBC Financial Holding Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chu-Sheng Fu (傅祖聲)
/Vice Chairman,CTBC Securities Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chin-Jung Chen(陳金榮)
/Head of Wealth Management Business Group, CTBC Bank Co., Ltd.
Representative of CTBC Financial Holding Co., Ltd.:Mr. Chuang-Kun Hsieh
(謝壯(方方土))/ Head of FinancialInvestment Group,Taiwan Life Insurance
Co., Ltd.
Independent Directors:
Mr. Kuan-Nan Chou (周冠男)/Independent Director,CTBC Securities Co., Ltd.
Ms. Chung-Hui Jih (季崇慧)/Independent Director,CTBC Securities Co., Ltd.
Mr. Jan-Juy Lin (林建智)/Independent Director,CTBC Securities Co., Ltd.
7.Circumstances of change (Please enter “resignation”, “dismissal”,
“term expired”, “death” or “new appointment”):term expired
8.Reason for the change:term expired
9.Number of shares held by the new position holder when elected:NA
10.Original term (from __________ to __________):2020/05/22~2023/05/21
11.Effective date of the new appointment:2023/05/19
12.Turnover rate of directors of the same term:NA
13.Turnover rate of independent directors of the same term:NA
14.Turnover rate of supervisors of the same term:NA
15.Change in one-third or more of directors (Please enter “Yes” or
“No”):Yes
16.Any other matters that need to be specified (the information disclosure
also meets the requirements of Article 7, subparagraph 6 of the Securities
and Exchange Act Enforcement Rules, which brings forth a significant impact
on shareholders rights or the price of the securities on public companies.):
The appointment will be effective on May 19, 2023 except that the
appointment of Mr. Chuang-Kun Hsieh (謝壯(方方土)) will be effective upon
approving by competent authority.