Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 11 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1-2、4、6、9-10 issue: CTBC Bank Co., Ltd. Hong Kong Branch 12 Months
USD Knock OutFixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed)(unsecured) (non-principal protected) (”Debentures”)
3、8 issue: CTBC Bank Co., Ltd. Hong Kong Branch 7 Months USD Knock Out
Fixed Coupon Basket Equity Linked Structured Notes (non-guaranteed)
(unsecured) (non-principal protected) (”Debentures”)
5、7 issue: CTBC Bank Co., Ltd. Hong Kong Branch 6 Months USD Knock Out
Fixed Coupon Basket Equity Linked Structured Notes (non-guaranteed)
(unsecured) (non-principal protected) (”Debentures”)
11th issue: CTBC Bank Co., Ltd. Hong Kong Branch 3 Months USD Knock Out
Fixed Coupon Basket Equity Linked Structured Notes (non-guaranteed)
(unsecured) (non-principal protected) (”Debentures”)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1 issue: USD 900,000
2 issue: USD 2,130,000
3 issue: USD 1,870,000
4 issue: USD 500,000
5 issue: USD 3,370,000
6 issue: USD 300,000
7 issue: USD 1,460,000
8 issue: USD 2,710,000
9 issue: USD 300,000
10 issue: USD 920,000
11 issue: USD 910,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1-2、4、6、9-10 issue: 12 Months, unless otherwise provided in the
terms and conditions of the Debentures.
3、8 issue: 7 Months, unless otherwise provided in the terms and
conditions of the Debentures.
5、7 issue: 6 Months, unless otherwise provided in the terms and
conditions of the Debentures.
11 issue: 3 Months, unless otherwise provided in the terms and
conditions of the Debentures.
8.Coupon rate:
1 issue: Annual fixed rate 6.62%
2 issue: Annual fixed rate 7.72%
3 issue: Annual fixed rate 18.10%
4 issue: Annual fixed rate 10.72%
5 issue: Annual fixed rate 16.63%
6 issue: Annual fixed rate 13.08%
7 issue: Annual fixed rate 15.00%
8 issue: Annual fixed rate 19.89%
9 issue: Annual fixed rate 13.63%
10 issue: Annual fixed rate 19.63%
11 issue: Annual fixed rate 13.69%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1 issue: ISIN:XS3149165063
2 issue: ISIN:XS3149165576
3 issue: ISIN:XS3149166202
4 issue:ISIN:XS3149166467
5 issue:ISIN:XS3149166624
6 issue:ISIN:XS3149171111
7 issue:ISIN:XS3149172861
8 issue:ISIN:XS3149173083
9 issue:ISIN:XS3149182076
10 issue:ISIN:XS3149165220
11 issue:ISIN:XS3149165659