Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 14 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1st,2nd,7th,9th,11th,14th issue:CTBC Bank Co., Ltd. Hong Kong Branch
4 Months USD Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3rd,10th issue:CTBC Bank Co., Ltd. Hong Kong Branch 12 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
4th issue:CTBC Bank Co., Ltd. Hong Kong Branch 9 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
5th,6th,8th issue:CTBC Bank Co., Ltd. Hong Kong Branch 7 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
12th,13th issue:CTBC Bank Co., Ltd. Hong Kong Branch 3 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1st issue:USD 680,000
2nd,5th,10th,11th,13th,14th issue:USD 300,000
3rd issue:USD 430,000
4th issue:USD 470,000
6th issue:USD 1,000,000
7th issue:USD 500,000
8th issue:USD 440,000
9th issue:USD 570,000
12th issue:USD 400,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1st,2nd,7th,9th,11th,14th issue:4 Months,
3rd,10th issue:12 Months,
4th issue:9 Months,
5th,6th,8th issue:7 Months,
12th,13th issue:3 Months,
unless otherwise provided in the terms and conditions of the Debentures.
8.Coupon rate:
1st issue:Annual fixed rate 9.28%
2nd issue:Annual fixed rate 17.52%
3rd issue:Annual fixed rate 12.57%
4th,5th,7th issue:Annual fixed rate 12.00%
6th issue:Annual fixed rate 12.20%
8th issue:Annual fixed rate 15.70%
9th issue:Annual fixed rate 15.21%
10th issue:Annual fixed rate 11.31%
11th issue:Annual fixed rate 22.49%
12th issue:Annual fixed rate 13.71%
13th issue:Annual fixed rate 19.58%
14th issue:Annual fixed rate 16.18%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1st issue:ISIN:XS3227715250
2nd issue:ISIN:XS3228153014
3rd issue:ISIN:XS3229712578
4th issue:ISIN:XS3229713626
5th issue:ISIN:XS3231054217
6th issue:ISIN:XS3231104335
7th issue:ISIN:XS3231104418
8th issue:ISIN:XS3231904700
9th issue:ISIN:XS3233308751
10th issue:ISIN:XS3233314486
11th issue:ISIN:XS3233327033
12th issue:ISIN:XS3233330680
13th issue:ISIN:XS3233332207
14th issue:ISIN:XS3235271130